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Akin Gump Strauss Hauer & Feld LLP
Environmental, social and governance (ESG) factors continue to play an increasingly significant role across the capital markets and have an impact on a range of financial instruments and products.
United States
Shutts & Bowen
When two or more co-owners of real property disagree over its use or management, one mechanism to resolve such disagreement is by partition.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for failing to repair and resubmit rejected Reportable Order Events to the Order Audit Trail System.
Cadwalader, Wickersham & Taft LLP
FINRA clarified that while the retirement date remains unestablished, it might be set for as early as the fourth quarter of 2021.
Arnold & Porter
By Tom McSorley, Erik Walsh and Trevor Schmitt (September 16, 2021, 5:47 PM EDT) -- On Aug. 27, the U. S. Department of the Treasury announced that it had reached a settlement agreement with Romanian bank First Bank SA
Proskauer Rose LLP
On September 14, 2021, U.S. Securities and Exchange Commission Chair Gary Gensler testified before the Senate Committee on Banking, Housing, and Urban Affairs.
Porter Wright Morris & Arthur
The Paycheck Protection Program (PPP) provides loans to small businesses for payroll and certain non-payroll expenses.
Cadwalader, Wickersham & Taft LLP
Effective date for amendments to NFA's Interpretive Notice regarding branch office registration requirements.
Cadwalader, Wickersham & Taft LLP
The SEC and an unnamed agency awarded approximately $114 million to two whistleblowers who provided original information that led to the successful enforcement of three related actions.
Cadwalader, Wickersham & Taft LLP
In April 2021, Coinbase acquired Skew, a derivatives market analytics company.
Cadwalader, Wickersham & Taft LLP
The FDIC will retain an advisory role to support the fund's mission focus, but will not contribute capital to, manage, or be involved in investment decisions of, the fund.
Mayer Brown
Welcome to the latest issue of Mayer Brown's IBOR Transition Digest—a periodic compendium of global regulatory and market developments and insights on the complex issues confronting financial market participants...
Cadwalader, Wickersham & Taft LLP
Treasury and FHFA stated that the suspension of these PSPA requirements do not affect the GSEs' "ability to build or retain capital."
Sheppard Mullin Richter & Hampton
It is undeniable that, not only is the cannabis industry here to stay, but it is growing exponentially. To date, 47 states, 4 U.S. territories, and the District of Columbia have legalized cannabis...
Akin Gump Strauss Hauer & Feld LLP
The SEC has charged App Annie, Inc. and its former CEO with violations of Section 10(b) of the Exchange Act and Rule 10b-5, which constitute the primary mechanism for enforcing insider trading violations.
Cadwalader, Wickersham & Taft LLP
A FINRA proposal to delay the implementation of amendments imposing margin requirements on "Covered Agency Transactions" under FINRA Rule 4210 was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
ISDA published guidance on how implementation of the 2021 Interest Rate Definitions may impact regulatory transaction reporting.
Cadwalader, Wickersham & Taft LLP
The Court ordered the company, its CEO and its CFO to pay $3,061,511 to the State of New York.
Cadwalader, Wickersham & Taft LLP
FINRA proposed extending through calendar year 2022, temporary relief allowing for remote inspections.
Jones Day
The dispute giving rise to the Second Circuit's decision began with a trademark infringement suit filed by Nike in 2013 against several hundred Chinese retailers for selling counterfeit Nike products on the internet.
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