United States:
NASAA Surveys IAs And BDs To Improve Content For Qualifications Exams
09 February 2022
Cadwalader, Wickersham & Taft LLP
To print this article, all you need is to be registered or login on Mondaq.com.
The North American Securities Administrators Association
("NASAA") undertaking an online national jobs analysis
survey of investment advisers and broker-dealers to ensure that
content covered by the Series 63, 65 and 66 exams aligns with
current job requirements. The survey can be accessed here. Participants should submit their
responses by 8:00 p.m. ET on February 28, 2022.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Strategy from United States
No Pressure To Sell Or Not To Sell
Vista Business Group
Selling a business is a huge decision. Our process of selling businesses starts with a valuation and an honest assessment of the business value.
New Florida Third-Party Food Delivery Law In Effect
Greenberg Traurig, LLP
A new law regulating third-party food delivery went into effect in Florida on April 2, 2024. In an effort to help restaurants curb unauthorized third-party delivery business practices...
Restaurant Sector | March 2024 Report
Ankura Consulting Group LLC
This month's Restaurant Industry Update highlights newcomers Sweetgreen and CAVA leading stock gains, alongside notable shifts in pricing strategy and subscription services among key players.
State AG Updates: February 1-7, 2024
Crowell & Moring LLP
Each week, Crowell & Moring's State Attorneys General team highlights significant actions that State AGs have taken. Here are this week's updates.