Recognized as one of the top firms for client service, BakerHostetler is a leading national law firm that helps clients around the world address their most complex and critical business and regulatory issues. With five core national practice groups — Business, Labor and Employment, Intellectual Property, Litigation, and Tax — the firm has more than 970 lawyers located in 14 offices coast to coast. BakerHostetler is widely regarded as having one of the country’s top 10 tax practices, a nationally recognized litigation practice, an award-winning data privacy practice and an industry-leading business practice. The firm is also recognized internationally for its groundbreaking work recovering more than $13 billion in the Madoff Recovery Initiative, representing the SIPA Trustee for the liquidation of Bernard L. Madoff Investment Securities LLC. Visit bakerlaw.com
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Welcome to the 2013 Mid-Year Report from the BakerHostetler
Securities Litigation and Regulatory Enforcement Practice Team. Its
purpose is to provide a periodic survey, apart from our team
Executive Alerts, on matters we believe of interest to
sophisticated general counsel, chief compliance officers and
compliance departments, legal departments and members of the
securities and commodities industries at financial institutions,
private investment funds and public companies.
We issue this Securities Litigation and Enforcement Highlights
Report at mid-year and shortly after year end. We hope you find the
information and commentary useful and welcome your comments and
suggestions. We encourage you to contact any of the practice team
members listed at the end of the Report.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
