United States:
CFTC 4.13(a)(3) Annual Affirmations Due March 3, 2014
03 March 2014
Foley Hoag LLP
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As a reminder, fund managers relying on the exemption from
registration with the US Commodity Futures Trading Commission (the
"CFTC") set forth in Rule 4.13(a)(3), commonly referred
to as the "de minimis exemption," must affirm their claim
of exemption by March 3, 2014. The affirmation
process should be completed online through the NFA Exemptions System.
Failure to submit an affirmation by the deadline will result in
an automatic withdrawal of the exemption from registration.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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