Canada:
The Registration Rules Book
06 May 2022
Borden Ladner Gervais LLP
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Securities Law Resource
BLG's Investment Management Group is
pleased to share its Registration Rules Book, a compilation of the
most commonly used national and multilateral instruments and
policies affecting registered financial services firms and
individuals.
This rules book has been updated to include amendments to
National Instrument 31-103 and its Companion Policy that came into
force on June 30, 2021, December 31, 2021 and January 5, 2022,
including amendments that will come into effect on June 1, 2022 and
June 6, 2022, shown in shaded grey boxes.
Download the Registration Rules Book
About BLG
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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