Broker-dealers, investment advisers and fund managers - Non-resident Securities Businesses ("NRSB") – wanting to engage Canadian investors can do so relatively easily if they obtain regulatory exemption from registration requirements. Although the risk of non-compliance with applicable securities, derivatives, anti-money laundering, and economic sanctions laws can be severe, McCarthy Tétrault has significant experience helping clients seek this exemption, unlocking the vast potential of Canadian capital markets and allowing NRSBs to finance with confidence.
Check out our video outlining the challenges of, and solutions to, doing business in Canada as a NRSB.
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