Article 28 Sep 2023 CFPB Affirms Lenders Using AI Must Provide Accurate And Specific Reasons For Adverse Action United States Finance
Article 22 Sep 2023 SEC Sends Second Message To Private-Fund Sponsors On Audit Obligations Under Custody Rule Through Enforcement Actions United States Commercial
Article 22 Sep 2023 SEC Marketing Rule Enforcement Actions Emphasize Need For Policies And Procedures Regarding The Use Of Hypothetical Performance United States Commercial
Article 14 Sep 2023 SEC's Division Of Examinations Sheds Light Regarding Exam Selection And Scoping United States Commercial
Article 24 Aug 2023 SEC Adopts Expansive (Albeit Slightly Softened) Private Funds Rules United States Commercial
Article 16 Jun 2023 SEC Announces Focus Areas For Next Stage Of Marketing Rule Exams United States Commercial
Article 10 May 2023 New Form PF Current And Quarterly Event Reporting And Expanded Large Private Equity Fund Adviser Reporting Adopted By SEC United States Commercial
Article 21 Feb 2023 SEC Proposes Radical Transformation Of Custody Rule Into New Safeguarding Rule United States Finance
Article 10 Feb 2023 Private Fund Sponsors Remain In Spotlight Of The SEC's Examination Priorities United States Technology