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Jones Day
The new DOJ policy, set out in the Garland Memo, addresses "agency guidance documents," defined as any "statement of general applicability issued by an agency to inform the public of its policies or legal interpretations,"...
Cahill Gordon & Reindel LLP
On August 17, 2021, the Securities and Exchange Commission ("SEC") filed a complaint (the "Complaint") in the U.S. District Court for the Northern District of California against Matthew Panuwat
Cadwalader, Wickersham & Taft LLP
The MSRB released its fiscal year 2022-2025 strategic plan for improving and protecting the municipal securities market.
Proskauer Rose LLP
The acronym "ESG" is shorthand for environmental, social, and governance concerns.
Kramer Levin Naftalis & Frankel LLP
Special Purpose Acquisition Companies (SPACs) continue to be popular. The number of SPAC IPOs jumped from 13 in 2016 to 59 in 2019, 248 in 2020, and 407 so far in 2021.
Thompson Coburn LLP
This will seem like an odd admission for a legal blog, but the success of a negotiation does not depend solely upon the legal acumen of the parties involved.
Cadwalader, Wickersham & Taft LLP
The SEC charged a former information technology manager of a pharmaceutical company with trading on material nonpublic information.
Cozen O'Connor
New York Attorney General Ramps Up Securities Enforcement of Cryptocurrency Companies.
Kramer Levin Naftalis & Frankel LLP
In a significant decision, the Delaware Court of Chancery recently denied a motion to dismiss, thus allowing discovery to proceed, on a Caremark claim against the directors of The Boeing Company (Boeing), ...
Shutts & Bowen
Business Continuity Planning ("BCP") is the process of creating a system of prevention and recovery from potential interruptions and other threats to an organization.
Cadwalader, Wickersham & Taft LLP
The SEC stated that the firm's methodology required it to prioritize the fulfillment of customer, dealer, syndicate member and other broker-dealer orders over flipper orders.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance granted no-action relief to an exchange-traded fund from tender offer rules.
Bryan Cave Leighton Paisner LLP
Revenue Procedure 2021-40 amplifies Rev. Proc. 2021-3, 2021-1 IRB 140, which sets forth areas of the Internal Revenue Code (Code) relating to issues on which the Internal Revenue Service (Service)...
Shearman & Sterling LLP
On September 13, 2021, Judge Edward M. Chen of the United States District Court for the Northern District of California dismissed with prejudice a putative class action against a cybersecurity company and its CEO for violations of Section 14(e) and 20(a) of the Securities Exchange Act of 1934.
Last week, Fitch Ratings announced the launch of new ESG ratings system, which is intended to use a "clear methodolog[y]," of a "full assessment of ESG performance" that "allow[s] for detailed comparability."
Arnold & Porter
This Advisory is the fifth in a series concerning environmental, social and governance (ESG) considerations for the financial services industry and other companies.
Cadwalader, Wickersham & Taft LLP
The alternative settlement platform is intended to shorten the settlement cycle.
Cadwalader, Wickersham & Taft LLP
The amendment requires that a member file a Form 211 if the member quotes a non-exchange-listed security in a quotation medium.
Bryan Cave Leighton Paisner LLP
The Internal Revenue Service explained how expanded tax benefits can help both individuals and businesses give to charity before the end of this year.
Morrison & Foerster LLP
Susan ("Suz") Mac Cormac spoke with Law360 for a feature as one of the 2021 Private Equity MVPs, discussing her biggest challenges and accomplishments in the past year
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