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Cadwalader, Wickersham & Taft LLP
CFTC Chair Rostin Behnam named his executive leadership and communications team.
Cadwalader, Wickersham & Taft LLP
The CFPB will begin examining the institutional practices of post-secondary schools that extend private loans directly to students.
Cadwalader, Wickersham & Taft LLP
FINRA also observed that the majority of held market orders in NMS stocks are executed within 500 milliseconds following the receipt or triggering of an order.
Cadwalader, Wickersham & Taft LLP
FINRA set the compliance dates for rule amendments relating to security-based swaps.
Cadwalader, Wickersham & Taft LLP
The FRB also summarized the current usage of digital assets, including both stablecoins and other cryptocurrencies, for making payments.
Winston & Strawn LLP
As the new year begins, it is important for investment managers, private funds, commodity pool operators and other investment management professionals to review the array of regulatory requirements they are obligated to fulfill.
Cooley LLP
On January 20, 2022, the Consumer Financial Protection Bureau signaled a new front in its ongoing scrutiny of student loan origination and servicing practices by...
Cadwalader, Wickersham & Taft LLP
The FFA and Diversity in Fund Finance have announced the 2022 FFA DEI Emerging Leaders: Cadwalader associate Fiona Cheng and Haynes Boone associate Robin Ladd.
Sheppard Mullin Richter & Hampton
On January 18, the CFPB filed a proposed final judgment against an Illinois-based third-party payment processor and its founder (collectively, "defendants")...
US fund managers can tap growing investor appetite in Europe and the Gulf Cooperation Council (GCC) if they can navigate regulatory and structuring challenges, explains Marc van Rijckevorsel and Pascal Loscheider.
Cadwalader, Wickersham & Taft LLP
In a new report, IOSCO detailed the benefits of establishing "supervisory colleges" for internationally active credit rating agencies.
Mayer Brown
As the market moves to the next phase of IBOR transition, it is critical to have access to comprehensive and timely resources about the market.
Sheppard Mullin Richter & Hampton
On January 20, the Federal Reserve released a much-anticipated discussion paper examining the pros and cons of a potential U.S. central bank digital currency.
Cadwalader, Wickersham & Taft LLP
CFPB Releases Report on Diversity and Inclusion within Financial Services.
Seward & Kissel
On October 28, 2021, New York Governor Kathy Hochul signed into law New York Senate Bill S43494A (the "Act"), which amends New York's whistleblower statute to greatly expand the protections for individuals...
Sidley Austin LLP
Yesterday HHS-OIG updated its Work Plan to add yet one more audit of potential misconduct relating to the COVID-19 pandemic.
Cadwalader, Wickersham & Taft LLP
First off, thank you to all of our clients for a phenomenal 2021 and for all the well-wishes I received from so many in our industry after taking on Head of U.S. Fund Finance duties earlier this month.
Mayer Brown
The US Federal Trade Commission (FTC) has gotten creative since the Supreme Court held that the FTC cannot obtain monetary relief in connection with its principal UDAP statute...
Mayer Brown
On January 18, 2022, the Office of the Comptroller of the Currency ("OCC") announced the renewal of a survey on climate risk management practices at larger OCC-regulated banks ("Climate Survey").
Mayer Brown
The sustainable investing market is witnessing remarkable growth.
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