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Cadwalader, Wickersham & Taft LLP
On January 25, 2024, the Commodity Futures Trading Commission published, first, Release No. 8854-24, a customer advisory cautioning the public to beware of artificial intelligence scams ...
WilmerHale
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"), significantly expanded the Commodity Futures Trading Commission's ("CFTC" or "Commission") anti-fraud...
WilmerHale
On January 25, 2024, the Commodity Futures Trading Commission's (CFTC) Staff issued a request for comment (RFC) on the current and potential uses and risks of artificial intelligence (AI)...
Akin Gump Strauss Hauer & Feld LLP
In the weeks since publishing our original alert, FinCEN released several frequently asked questions (FAQs) on the application of the Corporate Transparency Act (CTA).
Foley & Lardner
Pat Daugherty (Partner, Chicago) recently joined DiffuseTap for a podcast episode exploring the legal and regulatory dynamics of digital assets classification...
K&L Gates
On 25 January, 2024, multiple Divisions of the Commodity Futures Trading Commission (CFTC) issued a Request for Comment (RFC) on the use of Artificial Intelligence (AI) in CFTC-regulated derivatives markets.
Winston & Strawn LLP
As the new year begins, it is important for investment managers and other investment management professionals to review the array of regulatory requirements they are obligated to fulfill.
Holland & Knight
The International Swaps and Derivatives Association's (ISDA) newly published ISDA SLD Clause Library contains standardized clauses and definitions...
Seward & Kissel
On December 15, 2023, the International Swaps and Derivatives Association, Inc. ("ISDA") published its legal opinion (the "ISDA RMI Opinion") as to the enforceability under the law...
Jones Day
The rule prohibits commodity brokers from "knowingly tak[ing], directly or indirectly, the other side of any order of another person," with the key issue on appeal being what ...
Katten Muchin Rosenman LLP
Adopted partially in response to a 2023 cyberattack on a widely-used, third-party service provider to several financial services firms, the Commodity Futures Trading Commission (CFTC) has proposed new requirements and guidance for swap dealers.
Akin Gump Strauss Hauer & Feld LLP
In the weeks since publishing our original alert, FinCEN released several frequently asked questions (FAQs) on the application of the Corporate Transparency Act.
Proskauer Rose LLP
On December 13, 2023, the Securities and Exchange Commission ("SEC") adopted new rules that will have the effect of requiring central clearing of a broad range...
Perkins Coie LLP
The year 2023 began with many, if not most, economists calling for recessions in the United States and abroad. High inflation, restrictive central banks, and slowdowns...
Shearman & Sterling LLP
On October 10, 2023, the SEC adopted amendments to the rules governing the reporting of beneficial ownership of securities under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934.
K&L Gates
In late 2023, the Consumer Financial Protection Bureau (CFPB) proposed a rule that would subject nonbank fintech companies to the CFPB's authority.
Shearman & Sterling LLP
On June 9, 2023, the Securities and Exchange Commission (SEC) approved the New York Stock Exchange's (NYSE) and Nasdaq Stock Market's (Nasdaq) proposed clawback listing standards...
Worldwide
Quinn Emanuel Urquhart & Sullivan
In BHP Group Ltd v Impiombato & Anor [2022] HCA 33, the Australian High Court unanimously held that foreign residents can participate as group members in Australian Class Actions.
Mayer Brown
View all of our IBOR transition thought leadership under the Perspectives tab of our IBOR Transition portal page.
Katten Muchin Rosenman LLP
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.
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