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Bennett Thrasher
On August 23, 2023, the Securities and Exchange Commission (SEC) agreed on amendments to the Investment Advisers Act of 1940 (Advisers Act) in order to enhance regulation to private fund advisers and...
Mintz
After a long wait, the U.S. Food and Drug Administration (FDA) recently published a Final Rule to harmonize the Quality System Regulation (QSR) codified at 21 C.F.R. Part 820...
Sheppard Mullin Richter & Hampton
Beginning on January 1, 2024, the Corporate Transparency Act (the "CTA") requires each domestic and foreign entity that qualifies as a "reporting company" to file a Beneficial Ownership...
Seyfarth Shaw LLP
It's already February, the holidays are over, and compliance with the Corporate Transparency Act ("CTA") is on everyone's mind.
Goodwin Procter LLP
For the consumer finance industry, 2023 was all about the Consumer Financial Protection Bureau (CFPB or Bureau). As Goodwin predicted last year, the uptick in regulatory and enforcement...
Jones Day
The Situation: On January 29, 2024, the Office of the Comptroller of the Currency ("OCC") requested comment on a proposed rule updating its bank merger rules and incorporating a policy statement...
Sheppard Mullin Richter & Hampton
Delaware-based ChristianaCare Health System recently agreed to pay $47.1 million to resolve a lawsuit filed by the system's former chief compliance officer, Ronald Sherman.
Akin Gump Strauss Hauer & Feld LLP
On February 9, 2024, the U.S. Securities and Exchange Commission (SEC) announced its latest round of settlements associated with "off-channel" communications.
K&L Gates
As the year gets underway, the Securities and Exchange Commission (SEC or Commission) is continuing its ongoing enforcement efforts to target anti-whistleblower practices...
Nyemaster Goode
Enacted as part of broad anti-money laundering and antiterrorism measures, the CTA attempts to ensure businesses operating in the United States are legitimate entities.
Nyemaster Goode
The Corporate Transparency Act (CTA) takes effect January 1, 2024.
Foley Hoag LLP
In October 2023, the SEC adopted final amendments to Regulation 13D-G and Regulation S-T to modernize the beneficial ownership reporting regime under Sections 13(d)...
Rich May
SEC-registered investment advisers are subject to an array of reporting and compliance obligations in order to maintain registered investment adviser status.
Proskauer Rose LLP
In 2021, Congress enacted the Corporate Transparency Act to "better enable critical national security, intelligence, and law enforcement efforts to counter money laundering, the financing of terrorism, and other illicit activity."
Proskauer Rose LLP
A wave of new legislation and regulation in the U.S. and Europe has the potential to significantly impact the non-financial reporting obligations of U.S. companies.
Trenam Law
In 2021, the Corporate Transparency Act ("CTA") was enacted as part of the Anti-Money Laundering Act of 2020 in an effort to crack down on illicit finance...
Davis+Gilbert LLP
The FTC's action against Amazon marks the latest in the agency's wave of activity directed at "dark patterns," including its Staff Report on Dark Patterns and proposed revisions...
Proskauer Rose LLP
On January 12, 2024, the U.S. Department of the Treasury's Financial Crimes Enforcement Network ("FinCEN") released additional FAQs...
Davis Graham & Stubbs
On October 16, 2023, the Securities and Exchange Commission's (the "SEC" or the "Commission") Division of Examinations (the "Division") released its 2024 examination priorities (the "Priorities").
Proskauer Rose LLP
A wave of new legislation and regulation in the U.S. and Europe has the potential to significantly impact the non-financial reporting obligations of U.S. companies.
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